Saving lives as a matter of policy

When someone suffers a heart attack and an ambulance whisks them to an emergency room, that person is not likely to be thinking about health care legislation or hospital policy. Those laws and policies, however, sometimes mean the difference between life and death. Researchers in Penn State’s Department of Health Policy and Administration use evidence to inform policies and laws that keep people safe and healthy.

In the 1980s, private hospitals were widely known to ‘dump’ patients. Patient dumping is the process of denying care to people who cannot pay or whom the hospital finds undesirable for other reasons.

Charleen Hsuan, assistant professor of health policy and administration, explained that patients with Medicaid, without insurance, or who were racial minorities were common victims of patient dumping, and some people were forced to travel from hospital to hospital until they found one that was willing to treat them. In the mid-1980s, private hospitals would sometimes refuse to treat these people, sending them in taxis to other hospitals. At least one person died in a hospital parking lot who might have lived if the hospital had treated them.

Emergency Medical Treatment and Labor Act (EMTALA)

In response to patient dumping, the Emergency Medical Treatment and Labor Act (EMTALA) was signed into federal law in 1986. EMTALA requires Medicare-participating hospitals to provide emergency care to anyone, regardless of their legal status, race, or ability to pay. Patients who need emergency treatment can only be transferred if the benefits of treatment in the second hospital outweigh the risks of transfer.

EMTALA greatly reduced the process of patient dumping, but the law did not solve all problems associated with emergency room care. Hsuan studies the impact of EMTALA and other factors that lead to differences in the quality of care across emergency rooms.

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“One problem,” said Hsuan, “is that research indicates that many hospitals violate EMTALA. The harm done by noncompliance often falls on ethnic and racial minorities, especially Black and Hispanic residents of American cities.”

Hsuan and her collaborators interviewed stakeholders throughout the medical system to identify the causes of noncompliance and potential solutions. They identified five main causes ranging from financial incentives to a reluctance to harm the relationships with hospitals that were making illegal referrals—another term for patient dumping. The researchers also identified five potential solutions, including educating sub-specialist physicians and routing hospital transfer requests through the hospitals’ emergency departments.

“When people go into emergency rooms, they often have life-threatening problems and are very vulnerable, physically and emotionally. If those people are rejected or marginalized, there is immediate danger to their health.”

Charleen Hsuan

Assistant Professor, Health Policy and Administration

Healthcare spending and policy

With costs continuing to rise and life expectancy decreasing due to the COVID-19 pandemic, health care policy questions will continue to be some of the most important to the nation’s health, economy, and wellbeing.

%

Percentage of nation’s 2019 Gross Domestic Product spent on healthcare

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$11,000

Amount spent annually on health care for each man, woman, and child in the United States

Physician education might seem like the most straightforward solution to this problem because specialists are responsible for accepting transferred patients. Doctors are very busy, however, and training may not be effective due to doctor availability and other factors.

Hsuan studied one hospital that routed all their transfer requests through the emergency department. This was helpful because emergency physicians are more familiar with EMTALA than other doctors in the hospital. Routing transfers through the emergency department improved compliance with EMTALA and led to more equitable care. It achieved this by creating a system where decisions are made by the most knowledgeable people rather than relying on individuals across the whole hospital.

“Generally speaking, the best way to solve any healthcare problem is to design a system that supports solutions rather than shifting the burden to individuals,” said Hsuan. “Of course, individuals still need to comply, but that is much easier when the system supports them with proper structure, time, and education.”

Beyond EMTALA

Hsuan’s research is not limited to EMTALA. More generally, she studies how emergency rooms can provide the best possible care. She also studies the effects of emergency-room crowding and how to ensure that first responders take patients to the best hospital available.

Research has shown that when patients visit a busy emergency room, they are less likely to receive high-quality care in a timely manner. This is true even for patients with genuine emergencies like strokes, heart attacks, or injuries from a car accident. Additionally, Black and Hispanic heart attack patients are more likely to die when they are taken to a crowded emergency room.

One factor that can lead to differential emergency room care is ambulance diversions. When emergency rooms in an urban hospital becomes overcrowded, the hospital sometimes declares an ‘ambulance diversion,’ which means that no more ambulances can bring patients to that hospital while they clear out the backlog. When this happens, ambulances are routed to other hospitals, and those hospitals’ emergency rooms become more crowded. Sometimes, this leads to a cascading effect where multiple emergency rooms in the same region close at the same time.

Hsuan and her collaborators demonstrated that hospitals are more likely to declare a diversion with fewer patients in their emergency rooms if a nearby public hospital is under a diversion than if a nearby private hospital is under a diversion. Public hospitals treat a higher proportion of lower income patients than private hospitals. This suggests that hospitals may use diversions to avoid treating lower income patients, decreasing the availability of care for lower income individuals.

“One of my goals is to help create more equitable emergency rooms,” said Hsuan. “When people go into emergency rooms, they often have life-threatening problems and are very vulnerable, physically and emotionally. If those people are rejected or marginalized, there is immediate danger to their health. Even when they are not physically harmed by a breakdown in care, the experience can create a lasting sense that, when they were truly in need, the health care system did not care for them. That can affect how and whether people seek health care for the rest of their lives, and it can trickle out to the rest of their community, as well.”

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Beyond the ER

Hsuan’s research also looks beyond the emergency room to ensure that all healthcare policies and laws are developed using research evidence. She leads the Health Policy Impact Core in Penn State’s Clinical and Translational Science Institute. In this role, she works to support research that is relevant to policy-development and to make sure that the research is useful to regulators and policymakers.

Part of this work will involve expanding research beyond lawmakers and regulators to include people who influence the success or failure of policies in society. This includes people like hospital administrators, clergy, school boards, and trusted community leaders.

“Laws and policies can increase equity in healthcare and throughout society,” Hsuan said. “But a lot of complex factors contribute to what policies do or do not work. We need careful and thorough research that examines not just the policies but also how thought leaders can help policies succeed or fail. Thoughtfully designed laws and policies that are supported by policymakers and thought leaders can lead to a higher quality, more equitable health care system.”

Photo Credits

Header Image: simonkr via Getty Images

Image of Charleen Hsuan: courtesy of Charleen Hsuan

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Healthcare spending and policy; Data is according to the United States Centers for Medicare and Medicaid Services

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